Robert S. Prisco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Salvatore Prisco, who also goes by Bob Prisco, Robert Sal Prisco, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1994 - July 8, 1994
RUSSO SECURITIES INC.
August 27, 1993 - April 11, 1994
CAMELOT INVESTMENT CORP.
November 4, 1992 - November 18, 1992
MARKETING ONE SECURITIES, INC.
April 25, 1991 - August 26, 1992
FIRST ASSET MANAGEMENT, INC.
April 17, 1990 - May 7, 1991
FIRST CHOICE SECURITIES CORP.
February 23, 1989 - April 20, 1990
WELLSHIRE SECURITIES, INC.
July 19, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
April 20, 1988 - July 23, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUSSO SECURITIES INC.
CRD#: 14425 / SEC#: , 8-24052
Contact information
Documents
Disclosures
| Regulatory Event | 20 |
| Civil Event | 1 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
