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Robert Salvatore Prisco

CRD# 1627778·Registered 1988 - 1994
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Salvatore Prisco, who also goes by Bob Prisco, Robert Sal Prisco, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1988 - 1994. Robert had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Prisco, Robert Sal Prisco

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

RUSSO SECURITIES INC.·CRD# 14425
BD
April 19, 1994 - July 8, 1994
CAMELOT INVESTMENT CORP.·CRD# 21925
BD
August 27, 1993 - April 11, 1994
MARKETING ONE SECURITIES, INC.·CRD# 16611
BD
November 4, 1992 - November 18, 1992
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
April 25, 1991 - August 26, 1992
FIRST CHOICE SECURITIES CORP.·CRD# 17021
BD
April 17, 1990 - May 7, 1991
WELLSHIRE SECURITIES, INC.·CRD# 17939
BD
February 23, 1989 - April 20, 1990
POWER SECURITIES CORPORATION·CRD# 15527
BD
July 19, 1988 - February 28, 1989
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
April 20, 1988 - July 23, 1988

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Current Firm

RS
RUSSO SECURITIES INC.

RUSSO SECURITIES INC.

CRD#: 14425 / SEC#: 8-24052
BD
Cancelled by SEC on 10/04/2006

Contact Information

Established

New York since 03/20/1979

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
RUSSO, FERDINANDDIR, CROP, SROP, FINOP (5/23/00), CHAIRMAN OF BOARDCO-PRES., SECTY., TREAS., CFO407767
RUSSO, RICHARD ANTHONYDIR, CHAIRMAN OF BOARD, CO-PRESIDENT,1208819

Disclosures

Regulatory Event

20

Civil Event

1

Arbitration

9

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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