Joni L. Merwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joni Lynn Merwin was a registered financial professional .
Joni is a previously registered financial professional and started their career in finance in 1987. Joni had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 1991 - February 24, 1992
FAIRCHILD FINANCIAL GROUP, INC.
March 18, 1991 - December 13, 1991
SCHNEIDER SECURITIES, INC.
January 8, 1991 - March 27, 1991
WHITEHOUSE & MOORE INVESTMENTS, INC.
June 7, 1989 - March 4, 1991
FIRST EAGLE, INC.
December 12, 1988 - April 12, 1989
SECURITIES USA, INC.
April 16, 1987 - January 26, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAIRCHILD FINANCIAL GROUP, INC.
CRD#: 21404 / SEC#: , 8-38963
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
