Paul Edward Kohlman
Professional Summary
Paul Edward Kohlman is a registered financial advisor currently at ROI FINANCIAL PLANNING located in Evansville, Indiana and LPL FINANCIAL LLC located in Evansville, Indiana. Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
AFG & ROI FINANCIAL GROUP | ROI FINANCIAL PLANNING, LLC | ROI FINANCIAL PLANNING | ROI FINANCIAL GROUP | DOWDY & ROY FINANCIAL | AMF & ROI FINANCIAL GROUP
Contact Information
Main Address
1202 Madison Street, Clarksville, TN 37040Phone Number
(931) 919-0947# of Employees
11SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,455AUM (Assets Under Management)
$407,941,555Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AFG & ROI FINANCIAL GROUP | ROI FINANCIAL PLANNING, LLC | ROI FINANCIAL PLANNING | ROI FINANCIAL GROUP | DOWDY & ROY FINANCIAL | AMF & ROI FINANCIAL GROUP
State Registrations and Notice Filings
(10/2/2023)
(10/2/2023)
(10/2/2023)
(10/2/2023)
(10/4/2026)
(10/2/2023)
(10/2/2023)
(7/24/2024)
(10/2/2023)
(10/2/2023)
(10/2/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1987About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Paul Edward Kohlman's CRS (Customer Relationship Summary).
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
