PK
Paul E. Kohlman
KPP ADVISORY SERVICES LLC
Evansville, IN 47714
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CRD#: 1627664
PK
Professional summary
Paul Edward Kohlman is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Evansville, Indiana and LPL FINANCIAL LLC located in Evansville, Indiana.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 08/21/2023 - AFG PROPERTIES.LLC - Business Entity - for Real Estate Investments - IN 47714 - Non investment related - Start date: 12/6/2000. 2) 08/21/2023 - AFG & ROI Financial. LLP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 08/21/2023 - AFG FINANCIAL, LLC - Non-Variable Insurance - Selling: Fixed Annuities, Life Insurance and Long Term Care, Ash Brokerage - IN 47714 - Investment related - 40 Hours per month - Start date: 10/1/2019. 4) 10/04/2023 - KPP Advisory Services LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/04/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Edward Kohlman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2023 - Present
KPP ADVISORY SERVICES LLC
Office #1: 1010 Lincoln Avenue, Evansville, IN 47714RIA
CRD#: 289507
Evansville, IN
Current
October 2, 2023 - Present
LPL FINANCIAL LLC
Office #1: 1010 Lincoln Ave, Evansville, IN 47714RIA
BD
CRD#: 6413
Evansville, IN
Past
January 25, 2006 - October 18, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Evansville, IN
Past
February 3, 1989 - October 18, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Evansville, IN
Past
April 19, 1988 - February 4, 1989
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
March 13, 1987 - April 28, 1988
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
Past
March 13, 1987 - April 29, 1988
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/2/2023)
RR
Georgia(10/2/2023)
RR
Illinois(10/2/2023)
RR
Indiana(10/2/2023)
IAR
Indiana(10/2/2023)
RR
Kentucky(10/2/2023)
RR
Louisiana(10/2/2023)
RR
Ohio(7/24/2024)
RR
Oregon(10/2/2023)
RR
Tennessee(10/2/2023)
RR
Texas(10/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222
Mailing Address
Phone number
(502) 394-0400
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,405 |
| AUM (Assets Under Management) | $ 874,251,636 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KPP ADVISORY SERVICES LLC
CRD#: 289507Evansville, IN 47714TRUST BUT VERIFY
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