David G. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Garrett Scott was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2000 - February 16, 2024
PAYDEN & RYGEL DISTRIBUTORS
August 13, 1998 - March 13, 2000
MARKETAXESS CORPORATION
November 8, 1988 - July 2, 1998
WEDBUSH SECURITIES INC.
February 26, 1987 - August 17, 1990
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PAYDEN & RYGEL DISTRIBUTORS
CRD#: 29868 / SEC#: , 8-44622
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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