Sheldon O. Fertman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheldon Owen Fertman was a registered financial professional .
Sheldon is a previously registered financial professional and started their career in finance in 1987. Sheldon had worked at 4 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 1989 - April 30, 1992
FIRST CHOICE SECURITIES CORP.
March 2, 1988 - March 16, 1989
WILLIAM BARTON FINANCIAL, INC.
January 4, 1988 - March 12, 1988
GREENTREE SECURITIES CORP.
February 26, 1987 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST CHOICE SECURITIES CORP.
CRD#: 17021 / SEC#: , 8-34926
Contact information
Documents
Red Flags
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