Russell O. Vernon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Owen Vernon was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1987. Russell had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2014 - July 2, 2014
REALIZED FINANCIAL, INC.
January 24, 2011 - March 7, 2012
WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.
August 16, 2007 - December 31, 2008
COMMERCE CAPITAL INVESTMENTS, INC.
November 2, 2006 - February 24, 2009
TD WEALTH MANAGEMENT SERVICES INC.
January 10, 2005 - November 21, 2006
BOSTON MERCHANT FINANCIAL SERVICES, INC.
July 16, 2001 - June 8, 2004
CROWN INVESTMENT BANKING, INC.
May 16, 1997 - October 31, 2000
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
February 26, 1987 - October 18, 1989
CITICORP FINANCIAL SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REALIZED FINANCIAL, INC.
CRD#: 22333 / SEC#: 801-70703, 8-39659
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
