Stanley E. Barber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Emerson Barber, who also goes by Stanley Emercson Barber, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1987. Stanley had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 1988 - January 17, 1989
DILLON SECURITIES, INC.
February 23, 1988 - September 27, 1988
CAPITAL FIRST SECURITIES, INC.
June 22, 1987 - March 3, 1988
THE STUART-JAMES COMPANY, INCORPORATED
May 11, 1987 - June 2, 1987
ASHFORD SECURITIES CORPORATION
March 25, 1987 - May 8, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DILLON SECURITIES, INC.
CRD#: 10660 / SEC#: , 8-22074
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
