Albert F. Donofrio
Professional summary
Albert Frank Donofrio, who also goes by Albert Frank Donofrio, Albert Donofrio, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in New York, New York.
Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Albert has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Albert Frank Donofrio's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Albert Frank Donofrio's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2025 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 730 Third Avenue Nyc Regional, New York, NY 10017December 12, 2025 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 730 Third Avenue Nyc Regional, New York, NY 10017February 13, 2024 - December 2, 2025
EMPOWER ADVISORY GROUP, LLC
February 13, 2024 - December 2, 2025
EMPOWER FINANCIAL SERVICES, INC.
October 25, 2012 - February 7, 2024
VALIC FINANCIAL ADVISORS, INC.
October 3, 2012 - February 7, 2024
VALIC FINANCIAL ADVISORS, INC.
August 28, 2008 - December 8, 2011
LPL FINANCIAL LLC
June 21, 2006 - September 2, 2008
ESSEX NATIONAL SECURITIES, LLC
October 5, 2005 - June 21, 2006
PFIC SECURITIES CORPORATION
March 24, 1998 - October 5, 2005
FISERV INVESTOR SERVICES, INC.
November 10, 1997 - March 24, 1998
IFMG SECURITIES, INC.
July 15, 1997 - November 12, 1997
DIME SECURITIES, INC.
February 1, 1995 - January 24, 1996
FISERV INVESTOR SERVICES, INC.
May 21, 1991 - February 1, 1995
CAPITAL BROKERAGE CORPORATION
August 23, 1989 - June 3, 1991
HASAN GROWNEY CO. INC.
March 8, 1989 - August 24, 1989
ROBYNS CAPITAL CORP.
November 18, 1988 - March 16, 1989
INDIVIDUAL'S SECURITIES LTD.
January 4, 1988 - December 13, 1988
GREENTREE SECURITIES CORP.
March 9, 1987 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
Primary Firm SEC Registration
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2026)
(1/2/2026)
(1/2/2026)
(1/2/2026)
(1/2/2026)
(12/12/2025)
(12/12/2025)
(1/2/2026)
(1/2/2026)
Exams
FINRA
Current Firm
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
