Jennifer A. Zaat-wright
PLANMEMBER SECURITIES
Huntington Beach, CA 92648
Some features on this profile are disabled
CRD#: 1626788
Professional summary
Jennifer A. Zaat-wright, CFP®, who also goes by Jennifer A Z Dern, Jennifer Ann Zaat Dern, Jennifer Ann Hetelle, Jennifer Ann Zaat Hetelle, Jennifer Ann Zaat, Jennifer Ann Zaat-hetelle, Jennifer Ann Zaat-wright, Jennifer A Zaatdern, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Huntington Beach, California.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jennifer has worked at 18 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Insurance Planning
Investment Planning
Comprehensive Financial Planni...
Divorce Planning
How do you get paid?
Commission and Fee
Are you a "fiduciary"?
Yes
Aliases
Jennifer A Z Dern | Jennifer Ann Zaat Dern | Jennifer Ann Hetelle | Jennifer Ann Zaat Hetelle | Jennifer Ann Zaat | Jennifer Ann Zaat-Hetelle | Jennifer Ann Zaat-Wright | Jennifer A Zaatdern
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Fourth Point Wealth-20422 Beach Blvd., Suite 410, Huntington Beach, CA 92648; Investment related; Securities & insurance sales & svcs; Financial Consultant; Start date 1/2025; 180 hrs/mnth, 67.5 hrs/mnth during trading. 2) Jennifer A. Zaat-Wright (self employed)-20422 Beach Blvd., Suite 410, Huntington Beach, CA 92648; Investment related; Non-variable life Insurance sales & svc; Agent; Start date 5/2005; 20 hrs/mnth, 5 hrs/mnth during trading. 3) Dutch Girl, Inc-20422 Beach Blvd., Suite 410, Huntington Beach, CA 92648; Noninvestment related; Banking & tax entity, not client facing; Owner/President; Start date 9/2020; 20 hrs/mnth, 0 hrs/mnth during trading. 4) The Christian Science Association of the Pupils of Kim Robertwaker, CSD; Noninvestment related; entity only-no meeting or physical location at this time; Study Group of Christian Scientists; Board Member/President; Start date 7/2018; 1 hr/mnth, 0 hrs/mnth during trading. 5) Jennifer A. Zaat-Wright-Conservator for Alexander Wright- 8651 Larthorn Dr, Huntington Beach, CA 94646; Noninvestment related; Conservatorship of disabled adult son; Conservator; Start date 6/2023; 10 hrs/mnth, 0 hrs/mnth during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer A. Zaat-wright's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jennifer A. Zaat-wright's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
February 3, 2025 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 20422 Beach Blvd., Suite 410, Huntington Beach, CA 92648RIA
BD
CRD#: 11869
Huntington Beach, CA
Current
February 3, 2025 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 20422 Beach Blvd., Suite 410, Huntington Beach, CA 92648RIA
BD
CRD#: 11869
Huntington Beach, CA
Past
May 9, 2013 - March 21, 2025
CAPITAL PLANNING GROUP, LLC
RIA
CRD#: 118921
COSTA MESA, CA
Past
May 3, 2013 - February 28, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
Huntington Beach, CA
Past
July 20, 2011 - May 9, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
PHOENIX, AZ
Past
May 31, 2011 - May 9, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
PHOENIX, AZ
Past
October 6, 2009 - March 1, 2011
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
HUNTINGTON BEACH, CA
Past
September 23, 2009 - March 1, 2011
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
HUNTINGTON BEACH, CA
Past
June 13, 2005 - September 10, 2009
OSAIC WEALTH, INC.
RIA
CRD#: 23131
NEWPORT BEACH, CA
Past
June 2, 2005 - September 10, 2009
OSAIC WEALTH, INC.
BD
CRD#: 23131
NEWPORT BEACH, CA
Past
January 6, 2005 - June 1, 2005
TRANSAMERICA FINANCIAL ADVISORS, INC.
RIA
CRD#: 3600
IRVINE, CA
Past
November 5, 2004 - June 1, 2005
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Past
May 24, 2001 - October 18, 2004
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
April 25, 2001 - October 18, 2004
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
BOSTON, MA
Past
April 25, 2001 - October 18, 2004
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
BOSTON, MA
Past
October 11, 1999 - March 19, 2001
BISYS SHELF B/D (1), INC.
BD
CRD#: 26501
BOSTON, MA
Past
May 8, 1999 - October 1, 1999
ING FUNDS DISTRIBUTOR, INC.
BD
CRD#: 36461
WILMINGTON, DE
Past
April 19, 1993 - November 16, 1998
SECURITY DISTRIBUTORS
BD
CRD#: 3336
TOPEKA, KS
Past
May 7, 1992 - September 10, 1992
DI VALL REAL ESTATE SECURITIES CORPORATION
BD
CRD#: 13760
MADISON, WI
Past
January 29, 1991 - September 17, 1991
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
November 28, 1990 - January 29, 1991
MERRIMAN CAPITAL, INC.
BD
CRD#: 18296
NEW YORK, NY
Past
October 31, 1989 - January 19, 1990
STEPHENS
BD
CRD#: 3496
LITTLE ROCK, AR
Past
August 24, 1987 - September 9, 1989
CAPITAL CLIENT GROUP, INC.
BD
CRD#: 6247
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/3/2025)
RR
California(2/3/2025)
IAR
California(2/3/2025)
RR
Colorado(2/3/2025)
RR
Florida(2/3/2025)
RR
Georgia(2/3/2025)
RR
Indiana(2/3/2025)
RR
Michigan(2/3/2025)
RR
Oregon(2/3/2025)
RR
South Carolina(2/3/2025)
RR
Texas(2/3/2025)
RR
Washington(2/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Huntington Beach, CA 92648TRUST BUT VERIFY
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Contact information
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