AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MC

Martin Joseph Cunnane Jr

CRD# 1626774·Registered 1987 - 1994
Previously Registered: Being a previously registered professional could mean that Martin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Martin Joseph Cunnane JR was a registered financial advisor. Martin was a previously registered financial professional and started their career in finance 1987 - 1994. Martin had worked at 21 firms and has passed the Series 63 and Series 7 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

39 years in the financial services industry

Current & Past Employments

M. RIMSON & CO., INC.·CRD# 5250
BD
New York, NY
September 27, 1993 - September 7, 1994
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
May 25, 1993 - August 19, 1993
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
April 13, 1993 - May 20, 1993
ROYAL PALM INVESTMENTS, LTD.·CRD# 28761
BD
Green Acres, FL
March 24, 1993 - April 16, 1993
M. RIMSON & CO., INC.·CRD# 5250
BD
New York, NY
February 24, 1993 - March 24, 1993
SUPPES SECURITIES, INC.·CRD# 13722
BD
Nyc, NY
February 17, 1993 - March 10, 1993
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
August 21, 1992 - February 10, 1993
FIRST NEW ENGLAND SECURITIES CORPORATION·CRD# 7107
BD
Boston, MA
May 26, 1992 - August 25, 1992
MAYFAIR SECURITIES LIMITED·CRD# 23770
BD
March 5, 1992 - July 29, 1992
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
November 18, 1991 - March 5, 1992
SOUTH RICHMOND SECURITIES, INC.·CRD# 14913
BD
October 31, 1991 - November 15, 1991
MANCHESTER RHONE SECURITIES CORP.·CRD# 15886
BD
August 15, 1991 - October 10, 1991
BILTMORE SECURITIES, INC.·CRD# 25023
BD
Ft. Lauderdale, FL
April 11, 1991 - June 11, 1991
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
February 21, 1991 - April 15, 1991
MALONE & ASSOCIATES, INC.·CRD# 10412
BD
Denver, CO
August 7, 1990 - February 25, 1991
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
June 6, 1990 - January 30, 1991
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
October 10, 1989 - June 11, 1990
G. K. SCOTT & CO., INC.·CRD# 3305
BD
Plainview, NY
May 31, 1989 - October 7, 1989
PROFILE INVESTMENTS CORPORATION·CRD# 16478
BD
February 18, 1988 - April 27, 1989
FITZGERALD, DEARMAN & ROBERTS, INC.·CRD# 317
BD
November 5, 1987 - February 23, 1988
FIRST FLORIDA SECURITIES GROUP, INC.·CRD# 14320
BD
July 24, 1987 - August 25, 1987
INVESTMENT BROKERS OF AMERICA·CRD# 14607
BD
July 6, 1987 - July 28, 1987
PRESTIGE INVESTORS, INC.·CRD# 10300
BD
February 24, 1987 - July 6, 1987

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

MR
M. RIMSON & CO., INC.

M. RIMSON & CO., INC.

CRD#: 5250 / SEC#: 8-15832
BD
Cancelled by SEC on 02/25/1997

Contact Information

Established

New York since 07/05/1970

Firm Type

Corporation

Fiscal Year End

December

Documents

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1987About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
MC
Follow Martin
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required