Christopher W. Vanalstyne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Ward Vanalstyne, who also goes by Christopher Vanalstyne, Kip Vanalstyne, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 13 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2023 - August 22, 2024
PORTFOLIO MEDICS, LLC
November 8, 2021 - February 10, 2022
FISHER INVESTMENTS
August 3, 2006 - November 13, 2017
NORTHERN TRUST SECURITIES, INC.
November 1, 2004 - July 25, 2006
AUSTIN ATLANTIC CAPITAL INC.
November 21, 2003 - February 27, 2004
WILLIAM R. HOUGH & CO.
May 9, 2003 - February 27, 2004
WILLIAM R. HOUGH & CO.
March 28, 2000 - March 2, 2001
STRONG INVESTMENTS, INC.
May 20, 1999 - March 29, 2000
DEAM INVESTOR SERVICES, INC.
February 16, 1996 - April 28, 1999
MELLON FUNDS DISTRIBUTOR, L.P.
April 20, 1991 - December 7, 1994
GABELLI FIXED INCOME DISTRIBUTORS, INC.
September 28, 1989 - December 7, 1990
NSR DISTRIBUTORS, INC.
October 3, 1988 - March 30, 1989
DOMINICK & DICKERMAN LLC
December 11, 1987 - October 4, 1988
DOMIK CORP.
March 24, 1987 - December 17, 1987
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
PORTFOLIO MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTFOLIO MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
Contact information
SEC notice filing (41 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 3,702 |
| AUM (Assets Under Management) | $ 552,733,331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
