Daniel J. Mincarelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel James Mincarelli, who also goes by Daniel J Mincarelli, Danny Mincarelli, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1990. Daniel had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2014 - February 17, 2015
MOTIF
June 20, 2012 - March 13, 2013
FIRST DOMINION CAPITAL CORP.
June 28, 2010 - May 25, 2011
ULTIMUS FUND DISTRIBUTORS, LLC
November 26, 2009 - June 11, 2010
RIDGEWAY CONGER ADVISORY SERVICES
November 13, 2009 - June 11, 2010
RIDGEWAY & CONGER, INC.
December 3, 2008 - December 31, 2008
WFG INVESTMENTS, INC.
October 27, 2008 - December 31, 2009
CONCORDIUS CAPITAL ADVISORS
August 14, 2007 - August 5, 2008
BELL ROCK CAPITAL, LLC
June 16, 2005 - February 5, 2007
CHARLES SCHWAB & CO., INC.
January 2, 2002 - April 28, 2005
STERLING CAPITAL DISTRIBUTORS, LLC
August 28, 2000 - January 2, 2002
FORESIDE FUNDS DISTRIBUTORS LLC
January 1, 1990 - July 6, 1999
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOTIF
CRD#: 155731 / SEC#: , 8-68736
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOUNDATION CAPITAL VI LP | OWNER | |
| IGNITION VENTURE PARTNERS IV, L.P. | OWNER | |
| MOTIF INVESTING, INC.(FORMERLY FUNDDNA, INC.) EQUITY INCENTIVE PLAN | OWNER | |
| NORWEST VENTURE PARTNERS XI L.P. | OWNER | |
| RENREN LIANHE HOLDINGS | OWNER | |
| ALVAREZ, ENRIQUE | FINOP | 4622342 |
| BALDERTON CAPITAL | OWNER | 160323 |
| CUADRADO, EMMA YVETTE | TRUSTEE | 6387480 |
| DANIEL V. TIERNEY 2011 TRUST | OWNER | |
| FLYNN, JOHN R | TRUSTEE | 6362712 |
| HILALY, TARIQ ALI | OWNER | |
| IGNITION MANAGING DIRECTORS FUND IV, LLC | OWNER | |
| SALVADOR, ROBERT JOSEPH | CEO, CCO / EXECUTIVE REPRESENTATIVE | 1947923 |
Disclosures
| Arbitration | 1 |
Red Flags
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