Darlene E. La Bree
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darlene Elizabeth La Bree, who also goes by Darlene Elizabeth Labree, Darlene Labree, was a registered financial professional .
Darlene is a previously registered financial professional and started their career in finance in 2017. Darlene had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2021 - May 14, 2026
HARTFORD FUNDS
February 23, 2021 - May 14, 2026
HARTFORD FUNDS DISTRIBUTORS, LLC
June 26, 2020 - February 5, 2021
CITIZENS SECURITIES, INC.
June 26, 2020 - February 5, 2021
CITIZENS SECURITIES, INC.
August 18, 2017 - March 3, 2020
EDWARD JONES
May 11, 2017 - March 3, 2020
EDWARD JONES
Primary Firm SEC Registration
HARTFORD FUNDS
CRD#: 147746 / SEC#: 801-77209
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARTFORD FUNDS
CRD#: 147746 / SEC#: 801-77209
Contact information
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 94 |
| AUM (Assets Under Management) | $ 137,847,211,395 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
