Jeffrey P. Novak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Paul Novak, who also goes by Jeff Novak, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 12 firms and has passed the Series 66, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2012 - May 18, 2012
GOLDEN EAGLE SECURITIES, INC.
March 18, 2010 - October 14, 2011
MORGAN STANLEY
November 13, 2009 - October 14, 2011
MORGAN STANLEY
October 8, 2002 - August 18, 2003
VOYAGEUR CAPITAL LLC
April 7, 2000 - January 11, 2001
INSPEREX LLC
September 20, 1999 - September 29, 2000
ARBOR RESEARCH & TRADING, LLC
January 2, 1997 - September 15, 1999
ABN AMRO INCORPORATED
June 12, 1996 - January 2, 1997
THE CHICAGO CORPORATION
October 11, 1995 - July 2, 1996
MESIROW FINANCIAL, INC.
May 15, 1990 - June 13, 1995
J.W. KORTH & COMPANY
October 18, 1989 - May 15, 1990
J. W. KORTH & COMPANY
June 30, 1988 - October 17, 1989
T. I. INVESTMENTS, INC.
February 24, 1987 - April 12, 1988
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLDEN EAGLE SECURITIES, INC.
CRD#: 19586 / SEC#: , 8-37788
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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