SK
Sylvester Knox
THE KNOX GROUP WEALTH MANAGEMENT
Short Hills, NJ 07078
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CRD#: 1625705
SK
Professional summary
Sylvester Knox is a registered financial advisor currently at THE KNOX GROUP WEALTH MANAGEMENT located in Short Hills, New Jersey.
Sylvester is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Sylvester has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I*31354
FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: NEWARK EMERGENCY SERVICES FOR FAMILIES
INVESTMENT RELATED: N
ADDRESS OF BUSINESS:
982 BROAD STREET,
NEWARK, NEW JERSEY 7102
NATURE OF BUSINESS: CHARITABLE ORGANIZATION,NON PROFIT
POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER,
START DATE OF RELATIONSHIP: 6/1/2009
NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: ADVISORY BOARD MEMBER DIRECTOR/BOARD MEMBER SUBCOMMITTEE MEMBER FEED & CARE FOR THE HOMELESS
2) I*37459
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: SYLVESTER KNOX PROPERTIES
INVESTMENT RELATED: Y
ADDRESS OF BUSINESS:
FAIRVIEW, NEW JERSEY 70072
NATURE OF BUSINESS: SOLE PROPRIETORSHIP,
POSITION, TITLE, ASSOCIATION: OWNER,
START DATE OF RELATIONSHIP: 12/7/2010
NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: RENTAL PROPERTIES
3) SYLVESTER KNOX
POSITION: Managing Director NATURE: Insurance Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2017
ADDRESS: 51 JFK Parkway, 1st Floor West suite 151, Short Hills NJ 07078
DESCRIPTION: selling Insurance
4) RENTAL PROPERTIES
POSITION: owner NATURE: no structure/ rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/10/2007
ADDRESS: 178 Maple Street, Fairview NJ 07022
DESCRIPTION: landlord
5) BOARD MEMBER
POSITION: Board Member NATURE: non- profit business: Newark emergency For Families INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2016
ADDRESS: 982 Broad street, newark NJ 07102, United States; DESCRIPTION: board meetings
CRS (Client Relationship Summary) - RIA
Click below to view Sylvester Knox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2021 - Present
THE KNOX GROUP WEALTH MANAGEMENT
Office #1: 51 Jfk Parkway, Short Hills, NJ 07078RIA
CRD#: 298662
Short Hills, NJ
Past
August 21, 2019 - December 31, 2020
THE KNOX GROUP WEALTH MANAGEMENT
RIA
CRD#: 298662
SHORT HILLS, NJ
Past
January 12, 2017 - August 15, 2018
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
SHORT HILLS, NJ
Past
January 12, 2017 - August 15, 2018
FSC SECURITIES CORPORATION
BD
CRD#: 7461
SHORT HILLS, NJ
Past
November 1, 2002 - February 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SHORT HILLS, NJ
Past
August 7, 2000 - February 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SHORT HILLS, NJ
Past
January 1, 1996 - August 7, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
August 18, 1994 - January 11, 1996
MARKETING ONE SECURITIES, INC.
BD
CRD#: 16611
PORTLAND, OR
Past
August 8, 1990 - August 22, 1994
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
August 8, 1990 - August 22, 1994
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
March 5, 1990 - August 7, 1990
MADISON CHAPIN ASSOCS., INC.
BD
CRD#: 14483
Past
July 18, 1989 - July 17, 1990
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TK
THE KNOX GROUP WEALTH MANAGEMENT
THE KNOX GROUP | THE KNOX GROUP WEALTH MANAGEMENT | THE KNOX GROUP GLOBAL WEALTH MANAGEMENT PROFESSIONAL CORPORATION
CRD#: 298662 / SEC#:
New Jersey
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Contact information
Main Address
51 Jfk Parkway, Short Hills, NJ 07078
Mailing Address
Phone number
(973) 218-2496
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 18,500,000 |
Red Flags
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