Armando Larrea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Armando Larrea JR, who also goes by Armando Larreajr, was a registered financial professional .
Armando is a previously registered financial professional and started their career in finance in 1987. Armando had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2014 - May 1, 2015
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
August 2, 2012 - August 3, 2012
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
May 3, 2000 - September 2, 2014
MONEY CONCEPTS CAPITAL CORP
September 4, 1996 - May 2, 2000
PRINCIPAL SECURITIES, INC.
April 9, 1996 - April 15, 1996
METROPOLITAN LIFE INSURANCE COMPANY
April 9, 1996 - September 13, 1996
MSI FINANCIAL SERVICES, INC.
August 1, 1995 - August 6, 1996
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
May 25, 1993 - August 16, 1995
PRINCIPAL SECURITIES, INC.
September 25, 1992 - May 11, 1993
TOWER SQUARE SECURITIES, INC.
May 2, 1990 - April 15, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 2, 1990 - April 15, 1991
PRUCO SECURITIES, LLC.
June 11, 1987 - April 17, 1990
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
