Vicki G. Markham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vicki G Markham, who also goes by VIcki Gillespie Markham, was a registered financial professional .
Vicki is a previously registered financial professional and started their career in finance in 1987. Vicki had worked at 10 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 99TO, SIE, Series 7, Series 24, Series 28 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2018 - December 31, 2020
TRUSTCORE INVESTMENTS LLC
June 19, 2017 - December 4, 2017
MORGAN STANLEY
June 1, 2011 - May 4, 2017
&PARTNERS
May 5, 2010 - June 14, 2011
LPL FINANCIAL LLC
January 8, 2008 - September 29, 2009
ICA, LLC
May 18, 2007 - December 5, 2007
SIMMONS FIRST INVESTMENT GROUP, INC.
February 14, 2000 - March 5, 2007
AMSOUTH INVESTMENT SERVICES, INC.
February 1, 1997 - February 14, 2000
INVEST FINANCIAL CORPORATION
June 25, 1991 - February 1, 1997
AMERISTAR CAPITAL MARKETS, INC.
June 3, 1989 - July 24, 1989
AMERISTAR CAPITAL MARKETS, INC.
October 27, 1987 - February 22, 1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
March 25, 1987 - July 24, 1989
AMERISTAR CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/6/2024
General Securities Representative ExaminationSeries 52TO
Date: 3/6/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 3/6/2024
Operations Professional ExaminationSeries 28
Date: 3/6/2024
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
TRUSTCORE INVESTMENTS LLC
CRD#: 15423 / SEC#: , 8-32152
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUSTCORE LLC | HOLDING COMPANY | |
| EDMONDS, DARRYL LYNN | VICE PRESIDENT, TRUSTCORE INVESTMENTS, LLC | 1048644 |
| EDMONDS, DARRYL LYNN | CHIEF FINANCIAL OFFICER, TRUSTCORE INVESTMENTS, LLC. | 1048644 |
| JACOBS, MIKAEL WINNIE | PRESIDENT, TRUSTCORE INVESTMENTS, LLC | 1347389 |
| MCINTYRE, LARUE GEE | CHIEF COMPLIANCE OFFICER | 717700 |
| REED, WILLIAM CRAIG | DIRECTOR, TRUSTCORE INVESTMENTS, LLC | 3022148 |
| SINCLAIR, BOBBY WEATHERFORD | DIRECTOR, TRUSTCORE INVESTMENTS LLC | 1153428 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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