Martin H. Gruss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Henry Gruss, who also goes by Marty Gruss, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1987. Martin had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2014 - February 14, 2022
SECUREVEST FINANCIAL GROUP
September 17, 2009 - September 29, 2014
RIDGEWAY & CONGER, INC.
June 16, 2008 - September 14, 2009
GMS GROUP
May 9, 2007 - May 25, 2007
BOND ONE, LLC
May 29, 2001 - May 7, 2007
R. SEELAUS & CO., LLC
May 7, 1997 - August 21, 2001
BEDROK SECURITIES LLC
December 13, 1995 - May 22, 1997
SOUTH BEACH SECURITIES, INC.
September 8, 1994 - December 14, 1995
HIGHLANDER CAPITAL GROUP, INC.
May 31, 1991 - August 2, 1994
EMANUEL AND COMPANY
June 11, 1990 - May 31, 1991
HOWE, SOLOMON & HALL, INC.
November 1, 1989 - March 15, 1990
KIDDER, PEABODY & CO. INCORPORATED
October 11, 1989 - October 31, 1989
HALPERT AND COMPANY, INC.
June 23, 1987 - October 17, 1989
HOWE, SOLOMON & HALL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SECUREVEST FINANCIAL GROUP
CRD#: 10100 / SEC#: , 8-26030
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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