Jay W. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay William Taylor, who also goes by William Taylor, was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1987. Jay had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2001 - August 6, 2003
GREAT AMERICAN INVESTORS, INC.
June 27, 2001 - October 23, 2001
FIRST ATLANTA SECURITIES, LLC
April 26, 1999 - May 22, 2000
GLOBALINK SECURITIES, INC.
October 7, 1997 - April 9, 1999
INTERFIRST CAPITAL CORPORATION
January 17, 1997 - October 3, 1997
BROOKSTREET SECURITIES CORPORATION
May 10, 1996 - January 10, 1997
BARRON CHASE SECURITIES, INC.
March 26, 1996 - June 4, 1996
SMITH, BENTON & HUGHES, INC.
August 20, 1993 - October 10, 1995
TORREY PINES SECURITIES, INC.
April 11, 1992 - September 15, 1993
FORTA FINANCIAL GROUP, INC.
June 16, 1989 - April 14, 1992
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
June 25, 1987 - June 2, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT AMERICAN INVESTORS, INC.
CRD#: 28489 / SEC#: , 8-44380
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
