Peter D. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Dehaven Wood was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2008 - June 3, 2024
MCCLURG CAPITAL CORPORATION
October 7, 1999 - June 3, 2024
MCCLURG CAPITAL CORPORATION
October 13, 1992 - October 27, 1999
JOHN HANCOCK DISTRIBUTORS LLC
August 16, 1988 - October 5, 1999
HOLT & COLLINS
March 24, 1987 - July 1, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MCCLURG CAPITAL CORPORATION
CRD#: 16798 / SEC#: , 8-34473
Contact information
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 83,283,986 |
Red Flags
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