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Sheri J. Messer

FEFA FINANCIAL
North Palm Beach, FL 33408
Some features on this profile are disabled
CRD#: 1624690
SM

Professional summary


Sheri Janelle Messer, who also goes by Sheri J Messer, is a registered financial advisor currently at FEFA FINANCIAL located in North Palm Beach, Florida.

Sheri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Sheri has worked at 4 firms and has passed the Series 65, Series 63, Series 34, Series 3, Series 6 and Series 30 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Sheri J Messer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
licensed insurance agent

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Sheri Janelle Messer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 31, 2023 - Present

FEFA FINANCIAL

Office #1: 2002 Cove Lane, North Palm Beach, FL 33408
RIA
CRD#: 324833
North Palm Beach, FL
Past

May 1, 2020 - February 19, 2024

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
North Palm Beach, FL
Past

February 7, 1999 - December 31, 2000

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA
Past

August 13, 1998 - December 14, 1998

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA
Past

February 20, 1987 - July 25, 1996

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FEFA FINANCIAL
FEFA ASSET MANAGEMENT LLC D/B/A FEFA FINANCIAL LLC | VCI WEALTH MANAGEMENT LLC | FEFA FINANCIAL LLC | FEFA FINANCIAL

CRD#: 324833 / SEC#: 801-127960

RIA
Registered Investment Advisory firm - (5/11/2023 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/12/2023)
IAR
Iowa
(5/10/2024)
IAR
Texas
(5/31/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/19/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 34
Date: 1/26/2011
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 30
Date: 6/22/2009
NFA Branch Manager Examination

Current Firm


FF
FEFA FINANCIAL
FEFA ASSET MANAGEMENT LLC D/B/A FEFA FINANCIAL LLC | VCI WEALTH MANAGEMENT LLC | FEFA FINANCIAL LLC | FEFA FINANCIAL

CRD#: 324833 / SEC#: 801-127960

RIA
Registered Investment Advisory firm - (5/11/2023 Approved)
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Contact information


Main Address
530 Vance Road, Saint Louis, MO 63088
Mailing Address
Phone number
(314) 530-0500
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (45 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - VCI WEALTH MANAGEMENT LLC (2/21/2025)

Regulatory assets under management


Total Number of Accounts3,203
AUM (Assets Under Management)$ 294,753,665

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FEFA FINANCIAL

CRD#: 324833North Palm Beach, FL 33408

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