Linda L. Wolfe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Lou Wolfe, who also goes by Linda Neat, Neat Wolfe, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1987. Linda had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2015 - July 31, 2019
PURSHE KAPLAN STERLING INVESTMENTS
September 21, 2015 - August 7, 2020
FINANCIAL INSIGHTS WEALTH MANAGEMENT
September 2, 2009 - July 16, 2015
NEXT FINANCIAL GROUP, INC.
September 2, 2009 - September 23, 2015
NEXT FINANCIAL GROUP, INC.
February 4, 2002 - September 1, 2009
MUTUAL SERVICE CORPORATION
March 31, 1999 - September 1, 2009
MUTUAL SERVICE CORPORATION
November 2, 1987 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
May 4, 1987 - November 12, 1987
WADDELL & REED
March 13, 1987 - August 5, 1987
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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