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KS

Kevin N. Schlangen

CU INVESTMENT SOLUTIONS LLC
Overland Park, KS 66210
Some features on this profile are disabled
CRD#: 1624312
KS

Professional summary

Kevin Neil Schlangen is a registered financial professional currently at CU INVESTMENT SOLUTIONS LLC located in Overland Park, Kansas.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1994. Kevin has worked at 4 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Neil Schlangen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2016 - Present

CU INVESTMENT SOLUTIONS LLC

Office #1: 8500 W. 110th Street Suite 650, Overland Park, KS 66210
RIA
BD
CRD#: 43753
Overland Park, KS
Past

April 7, 2014 - March 2, 2015

CU INVESTMENT SOLUTIONS LLC

BD
CRD#: 43753
OVERLAND PARK, KS
Past

October 18, 2005 - November 16, 2010

CU INVESTMENT SOLUTIONS LLC

BD
CRD#: 43753
SAN DIMAS, CA
Past

November 11, 2004 - October 18, 2005

WESCORP INVESTMENT SERVICES, LLC

BD
CRD#: 102420
SAN DIMAS, CA
Past

October 24, 1995 - May 27, 1997

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

July 13, 1994 - May 23, 1995

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(12/14/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/3/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/16/2006
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/9/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/4/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CU INVESTMENT SOLUTIONS LLC
CU INVESTMENT SOLUTION INC | U.S. CENTRAL CAPITAL MARKETS, INC. | CU INVESTMENT SOLUTIONS, INC. | CU INVESTMENT SOLUTIONS LLC | CU INVESTMENT SOLUTIONS INC

CRD#: 43753 / SEC#: , 8-50400

Kansas
Registered Investment Advisory firm - SEC (1/8/1998 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
8500 W. 110th Street Suite 650, Overland Park, KS 66210
Mailing Address
8500 W. 110th Street Suite 650, Overland Park, KS 66210
Phone number
(913) 912-5240
Established
Kansas since 06/30/2011
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
5

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ALLOYA CORPORATE FCUOWNER
CATALYST FEDERAL CREDIT UNIONOWNER
CORPORATE AMERICA CREDIT UNIONOWNER
MILLENNIUM CORPORATE CREDIT UNIONOWNER
TRICORP FEDERAL CREDIT UNIONOWNER
VOLUNTEER CORPORATE CREDIT UNIONOWNER
BECKER, JOSHUA DAMONCHIEF OPERATING OFFICER5784666
JACKSON, MATTHEW DAVIDCEO/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER3251494
THOMAS, BRADFORD LOWELLCHIEF FINANCIAL OFFICER6180244

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CU INVESTMENT SOLUTIONS LLC

CRD#: 43753Overland Park, KS 66210

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