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EY

Ernest K. Young

INTRUA FINANCIAL
Shreveport, LA 71106
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CRD#: 1624213
EY

Professional summary


Ernest Kelly Young, ChFC®, CLU®, who also goes by Ernest Kelly Young Kelly, Kelly Young, is a registered financial advisor currently at INTRUA FINANCIAL located in Shreveport, Louisiana and LPL FINANCIAL LLC located in Shreveport, Louisiana.

Ernest is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Ernest has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ernest Kelly Young Kelly | Kelly Young

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/7/2010: CORNERSTONE INVESTMENT STRATEGIES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/19/2021 - Intrua Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2014 - 175 Hours Per Month/6 Hours During Securities Trading.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Ernest Kelly Young's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Experience


Current

November 12, 2021 - Present

INTRUA FINANCIAL

Office #1: 425 Asley Ridge Blvd, Shreveport, LA 71106
RIA
CRD#: 281554
Shreveport, LA
Current

May 7, 2010 - Present

LPL FINANCIAL LLC

Office #1: 425 Ashley Ridge Blvd Ste 320, Shreveport, LA 71106-7226
RIA
BD
CRD#: 6413
Shreveport, LA
Past

February 13, 2014 - December 9, 2021

INTRUA ADVISORY GROUP LLC

RIA
CRD#: 169512
Shreveport, LA
Past

May 7, 2010 - January 15, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

January 12, 2007 - April 30, 2010

EDWARD JONES

RIA
CRD#: 250
SHREVEPORT, LA
Past

March 27, 1996 - April 30, 2010

EDWARD JONES

BD
CRD#: 250
SHREVEPORT, LA
Past

June 14, 1995 - February 28, 1996

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

August 26, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

August 26, 1991 - June 21, 1995

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

November 13, 1989 - July 5, 1991

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

March 2, 1987 - October 13, 1989

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES

CRD#: 281554 / SEC#: 801-106767

RIA
Registered Investment Advisory firm - (10/23/2015 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(5/7/2010)
IAR
Louisiana
(11/16/2021)
RR
Mississippi
(4/30/2025)
RR
Texas
(6/7/2010)
IAR
Texas
(11/12/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 5/6/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES

CRD#: 281554 / SEC#: 801-106767

RIA
Registered Investment Advisory firm - (10/23/2015 Approved)
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Contact information


Main Address
3737 Buffalo Speedway Suite 400, Houston, TX 77098
Mailing Address
Phone number
(713) 355-9910
Established
Firm type
Fiscal year end
# of Employees
48

SEC notice filing (36 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INTRUA ADV PART 2A (3/31/2025)

Regulatory assets under management


Total Number of Accounts5,051
AUM (Assets Under Management)$ 1,212,765,982

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTRUA FINANCIAL

CRD#: 281554Shreveport, LA 71106

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