Robert Joseph Moore
Professional Summary
Robert Joseph Moore is a registered financial advisor currently at INSTITUTIONAL CAPITAL MANAGEMENT, INC. located in Petoskey, Michigan. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 9 firms and has passed the Series 65, Series 63, Series 50, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
INSTITUTIONAL CAPITAL MANAGEMENT LLC | INSTITUTIONAL CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
Petoskey, MIPhone Number
(303) 579-9595# of Employees
2SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
10AUM (Assets Under Management)
$605,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
INSTITUTIONAL CAPITAL MANAGEMENT LLC | INSTITUTIONAL CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
(12/30/1999)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Jan 2017About the Series 50 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Moore's CRS (Customer Relationship Summary).
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