Robert J. Moore
Professional summary
Robert Joseph Moore is a registered financial advisor currently at INSTITUTIONAL CAPITAL MANAGEMENT, INC. located in Petoskey, Michigan.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 9 firms and has passed the Series 65, Series 63, Series 50, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 30, 1999 - Present
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
January 4, 2000 - December 31, 2006
MILESTONE FINANCIAL SERVICES, INC.
September 30, 1997 - January 7, 2000
LPL FINANCIAL LLC
December 1, 1994 - October 6, 1997
UBS FINANCIAL SERVICES INC.
January 4, 1991 - December 13, 1994
FIRST EMPIRE SECURITIES, INC.
May 23, 1990 - November 12, 1990
FIRST MONTAUK SECURITIES CORP.
June 30, 1989 - March 12, 1990
SPELMAN & CO., INC.
February 17, 1989 - July 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 31, 1987 - March 16, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
CRD#: 108986 / SEC#: 801-57036
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/30/1999)
Exams
Current Firm
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
CRD#: 108986 / SEC#: 801-57036
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 584,000,000 |
Red Flags
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