Gerard J. Frigon
Professional summary
Gerard Joseph Frigon, who also goes by Gerard J Frigon, is a registered financial advisor currently at TAYLOR FRIGON CAPITAL MANAGEMENT LLC located in Scottsdale, Arizona and TAYLOR FRIGON FAMILY OFFICE, LLC located in Scottsdale, Arizona.
Gerard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gerard has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gerard Joseph Frigon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2007 - Present
TAYLOR FRIGON CAPITAL MANAGEMENT LLC
Office #1: 18835 N. Thompson Peak Pkwy Suite C-200, Scottsdale, AZ 85255January 16, 2023 - Present
TAYLOR FRIGON FAMILY OFFICE, LLC
Office #1: 18835 N. Thompson Peak Pkwy Suite C-200, Scottsdale, AZ 85255June 25, 1996 - February 6, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 1987 - February 6, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TAYLOR FRIGON CAPITAL MANAGEMENT LLC
CRD#: 142617 / SEC#: 801-67498
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/6/2021)
(2/5/2007)
(10/11/2019)
Exams
Current Firm
TAYLOR FRIGON CAPITAL MANAGEMENT LLC
CRD#: 142617 / SEC#: 801-67498
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 493 |
| AUM (Assets Under Management) | $ 299,107,801 |
Red Flags
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