Jon J. Garcia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Joseph Garcia was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1987. Jon had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2007 - July 2, 2018
QUESTAR ASSET MANAGEMENT, INC.
April 13, 2007 - July 2, 2018
QUESTAR CAPITAL CORPORATION
February 26, 2004 - April 11, 2007
TRUIST INVESTMENT SERVICES, INC.
February 26, 2004 - April 11, 2007
TRUIST INVESTMENT SERVICES, INC.
September 19, 1994 - February 26, 2004
DULLES CAPITAL GROUP, INC.
March 12, 1987 - October 18, 1994
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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