Jeffery M. Sorensen

OVERRIDGE WEALTH ADVISORS

WESTLAKE VILLAGE, CA 91361

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CRD#: 1623946

Professional summary

Jeffery M Sorensen, who also goes by Jeff Sorensen, Jeffery M (initial Only) Sorensen, Jeffrey M Sorensen, is a registered financial advisor currently at OVERRIDGE WEALTH ADVISORS located in Westlake Village, California.

Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jeffery has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Sorensen | Jeffery M (initial Only) Sorensen | Jeffrey M Sorensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-VARIOUS INSURANCE PROVIDERS; INVESTMENT RELATED; 2535 TOWNSGATE ROAD #213 WESTLAKE VILLAGE, CA, 91361; FIXED ANNUITIES/LIFE INSURANCE; AGENT; 03/2011; 3 HOURS/MO; COMPENSATION-COMMISSIONS ON WHAT VARIOUS INSURANCE IS SOLD 2-VARIOUS INSURANCE PROVIDERS; NON INVESTMENT RELATED; 2535 TOWNSGATE ROAD #213 WESTLAKE VILLAGE, CA, 91361; LONG TERM CARE/HEALTH INSURANCE; AGENT; 1993; 8 HOURS/MO; COMPENSATION-COMMISSIONS ON WHAT VARIOUS INSURANCE IS SOLD 3-PROVISORS;2555 2535 TOWNSGATE ROAD #213 WESTLAKE VILLAGE, CA, 91361; PROFESSIONAL NETWORKING GROUP; MEMBER;1/2011;8 HOURS/MONTH; 0 HOURS DURING TRADING; NETWORKING WITH OTHER PROFESSIONS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery M Sorensen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2025 - Present

OVERRIDGE WEALTH ADVISORS

Office #1: 2535 Townsgate Road Suite 213, Westlake Village, CA 91361

RIA

CRD#: 115009

WESTLAKE VILLAGE, CA

Past

August 23, 2024 - April 2, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Westlake Village, CA

Past

February 15, 2018 - April 2, 2025

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

Westlake Village, CA

Past

July 1, 2016 - February 15, 2018

SUMMIT FINANCIAL CONSULTANTS, INC.

RIA

CRD#: 134192

WESTLAKE VILLAGE, CA

Past

October 4, 2010 - August 31, 2016

SORENSEN WEALTH MANAGEMENT, INC.

RIA

CRD#: 154940

WEST LAKE VILLAGE, CA

Past

October 1, 2010 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Westlake Village, CA

Past

April 10, 2000 - October 8, 2010

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

WESTLAKE VILLAGE, CA

Past

June 16, 1994 - October 8, 2010

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

WESTLAKE VILLAGE, CA

Past

October 3, 1989 - June 21, 1994

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

April 23, 1987 - October 6, 1989

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OVERRIDGE WEALTH ADVISORS

CRD#: 115009 / SEC#: 801-62355

RIA

Registered Investment Advisory firm - (9/16/2003 Approved)

Texas

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/22/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OVERRIDGE WEALTH ADVISORS

CRD#: 115009 / SEC#: 801-62355

RIA

Registered Investment Advisory firm - (9/16/2003 Approved)

Texas

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

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Contact information

Main Address

6300 Ridglea Place Suite 1020, Fort Worth, TX 76116

Mailing Address

Phone number

(817) 738-1451

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	396
AUM (Assets Under Management)	$ 238,178,154

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Jeffery M. Sorensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery M Sorensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC ADVISORY SERVICES, LLC

SUMMIT FINANCIAL CONSULTANTS, INC.

SORENSEN WEALTH MANAGEMENT, INC.

TRIAD ADVISORS LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NORTH AMERICAN MANAGEMENT, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

OVERRIDGE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/1999

Series 63

Date: 4/22/1987

SIE

Date: 10/1/2018

Series 7

Date: 3/21/2000

Series 6

Date: 4/22/1987

Current Firm

OVERRIDGE WEALTH ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OVERRIDGE WEALTH ADVISORS

TRUST BUT VERIFY

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