Peter A. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Arthur Hamilton, who also goes by Peter A Hamilton, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 1997 - September 24, 2012
ROSENTHAL GLOBAL SECURITIES LLC
April 26, 1995 - June 9, 1997
BARCLAYS CAPITAL INC.
August 6, 1992 - March 10, 1995
CREDIT SUISSE SECURITIES (USA) LLC
March 22, 1991 - August 13, 1992
SANWA UNIVERSAL SECURITIES CO., LLC
August 14, 1990 - August 13, 1992
SANWA SECURITIES (USA) CO., L.P.
July 28, 1987 - August 10, 1990
YAMAICHI INTERNATIONAL (AMERICA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROSENTHAL GLOBAL SECURITIES LLC
CRD#: 19721 / SEC#: , 8-38021
Contact information
Documents
Red Flags
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