Robert T. Grace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thomas Grace, who also goes by Robert T Grace, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 2 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 1990 - December 14, 1990
FOXRIDGE SECURITIES, INC.
February 4, 1987 - March 5, 1987
TEXAKOMA FINANCIAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOXRIDGE SECURITIES, INC.
CRD#: 16929 / SEC#: , 8-34747
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
