David L. Blum
Professional summary
David Lee Blum, who also goes by D Blum, David L Blum, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Granite City, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Lee Blum's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: #1 Executive Park, Granite City, IL 62040January 8, 2003 - June 9, 2025
NICOL INVESTORS CORPORATION
December 20, 2001 - November 5, 2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION
November 5, 1997 - December 20, 2001
RICHARD B. VANCE & COMPANY
March 2, 1995 - November 11, 1997
CARDINAL INVESTMENTS, INC.
November 13, 1991 - March 2, 1995
WALNUT STREET SECURITIES, INC.
March 27, 1991 - November 23, 1991
BROWNSTONE CAPITAL CORP.
February 23, 1987 - March 16, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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