Melvin A. Esdaile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Alexander Esdaile, who also goes by Mac Esdaile, Mel Esdaile, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1987. Melvin had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2010 - November 15, 2013
OPEN CIRCLE WEALTH PARTNERS
October 11, 2002 - February 4, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 2002 - February 4, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 6, 2001 - July 6, 2001
TAI FOOK SECURITIES (U.S.) INC.
September 14, 1998 - March 30, 2001
WORLDSEC INTERNATIONAL SECURITIES INC.
February 10, 1997 - March 23, 1998
RASHID HUSSAIN SECURITIES INC.
January 5, 1995 - January 11, 1996
LEHMAN BROTHERS INC.
July 15, 1991 - May 25, 1993
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
May 3, 1990 - February 21, 1991
MORGAN STANLEY & CO. LLC
March 27, 1987 - July 18, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OPEN CIRCLE WEALTH PARTNERS
CRD#: 150623 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 31,422,920 |
Red Flags
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