Timothy E. Pratt

PALADIN WEALTH PARTNERS

Clive, IA 50325

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CRD#: 1623355

Professional summary

Timothy Eugene Pratt, CFP®, who also goes by Tim Pratt, is a registered financial advisor currently at PALADIN WEALTH PARTNERS located in Clive, Iowa.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Timothy has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Pratt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AUTHOR; SOLE PROPRIETOR; START DATE: 9/1/2010

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Eugene Pratt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 15, 2016 - Present

PALADIN WEALTH PARTNERS

Office #1: 13375 University Avenue, Suite 300, Clive, IA 50325

RIA

CRD#: 285303

Clive, IA

Past

May 1, 2012 - December 3, 2014

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

DES MOINES, IA

Past

December 10, 2010 - January 20, 2017

HJN ADVISORS, LLP

RIA

CRD#: 154983

DES MOINES, IA

Past

September 21, 2010 - May 3, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

DES MOINES, IA

Past

September 15, 2010 - May 3, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

DES MOINES, IA

Past

September 20, 2005 - September 7, 2010

CHOREO, LLC

RIA

CRD#: 111221

DES MOINES, IA

Past

September 19, 2005 - September 7, 2010

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

DES MOINES, IA

Past

January 1, 1999 - September 23, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CLIVE, IA

Past

June 26, 1987 - September 23, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 26, 1987 - September 23, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALADIN WEALTH PARTNERS

PALADIN ADVISORY GROUP, LLC | PALADIN WEALTH PARTNERS, LLC | PALADIN WEALTH PARTNERS

CRD#: 285303 / SEC#: 801-112430

RIA

Registered Investment Advisory firm - (2/9/2018 Approved)

Iowa

Registered Investment Advisory firm - (2/16/2018 Terminated)

Texas

Registered Investment Advisory firm - (2/14/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(11/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/3/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Current Firm

PALADIN WEALTH PARTNERS

PALADIN ADVISORY GROUP, LLC | PALADIN WEALTH PARTNERS, LLC | PALADIN WEALTH PARTNERS

CRD#: 285303 / SEC#: 801-112430

RIA

Registered Investment Advisory firm - (2/9/2018 Approved)

Iowa

Registered Investment Advisory firm - (2/16/2018 Terminated)

Texas

Registered Investment Advisory firm - (2/14/2018 Terminated)

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Contact information

Main Address

13375 University Avenue, Suite 300, Clive, IA 50325

Mailing Address

Phone number

(515) 348-6080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B 021825 (2/18/2025)

Regulatory assets under management

Total Number of Accounts	283
AUM (Assets Under Management)	$ 213,568,921

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy E. Pratt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Eugene Pratt's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

HJN ADVISORS, LLP

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

CHOREO, LLC

BIRCHTREE FINANCIAL SERVICES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PALADIN WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/11/1987

SIE

Date: 12/3/2014

Series 7

Date: 2/21/1987

Current Firm

PALADIN WEALTH PARTNERS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALADIN WEALTH PARTNERS

TRUST BUT VERIFY

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