Tommy E. Dezort
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tommy Edward Dezort, who also goes by Thomas Dezort, was a registered financial professional .
Tommy is a previously registered financial professional and started their career in finance in 2000. Tommy had worked at 3 firms and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2020 - November 21, 2023
ZCM
December 5, 2014 - June 1, 2020
ZIEGLER CAPITAL MANAGEMENT, LLC
September 28, 2000 - November 25, 2014
MISSOURI VALLEY PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/16/1987
Non-Member General Securities ExaminationCurrent Firm
ZCM
CRD#: 309195 / SEC#: 801-118813
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,486 |
| AUM (Assets Under Management) | $ 6,613,220,039 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
