Paul J. Mccormick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Joseph Mccormick, who also goes by Paul John Mccormick, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 13 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3, Series 31, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2014 - July 7, 2016
T3 TRADING GROUP, LLC
November 17, 2010 - February 26, 2013
G-2 TRADING,LLC
June 1, 2009 - October 11, 2010
MORGAN STANLEY
March 26, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 26, 2004 - May 9, 2005
REFCO SECURITIES, LLC
July 26, 2002 - February 3, 2003
WORLDCO, L.L.C.
October 2, 2001 - July 23, 2002
RUMSON CAPITAL, LLC
April 13, 2000 - September 8, 2000
ELECTRONIC TRADING GROUP, LLC
January 21, 2000 - April 18, 2000
ON-SITE TRADING, INC.
January 5, 1999 - February 1, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 1993 - January 30, 1996
R.W.PRESSPRICH & CO.
January 9, 1992 - April 27, 1993
TUCKER ANTHONY INCORPORATED
February 26, 1987 - February 20, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/31/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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