Michael F. Mcclelland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Mcclelland, who also goes by Michael Francis Mccleland, Mike Mccleland, Michael F Mcclelland, Michael Mcclelland, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2014 - December 15, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 10, 2014 - July 12, 2022
HARVEST INVESTMENT SERVICES, LLC
April 2, 2013 - March 24, 2014
TRADEMARK CAPITAL MANAGEMENT INC
September 23, 2011 - August 8, 2012
FINANCIAL TELESIS INC
September 20, 2011 - August 8, 2012
FINANCIAL TELESIS INC
August 15, 2001 - October 7, 2009
STANCORP EQUITIES, INC.
January 16, 2001 - October 7, 2009
STANCORP INVESTMENT ADVISERS, INC.
October 11, 2000 - August 17, 2001
SENTRA SECURITIES CORPORATION
February 4, 1999 - October 7, 1999
PAN-AMERICAN FINANCIAL ADVISERS
February 5, 1987 - December 9, 1998
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
