Kevin C. Pilot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Christopher Pilot was a registered financial advisor .
Kevin is a previously registered financial advisor and started their career in finance in 1987. Kevin had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2008 - August 22, 2011
PRIVATE WEALTH ADVISORS
May 18, 2005 - December 31, 2005
SURFSIDE ASSET MANAGEMENT
November 26, 2001 - December 17, 2002
PRO-INTEGRITY SECURITIES, INC.
September 27, 1999 - June 19, 2001
WALNUT STREET SECURITIES, INC.
April 23, 1994 - September 23, 1998
SECURITIES SERVICE NETWORK, LLC
June 21, 1990 - April 19, 1994
GLENFED BROKERAGE SERVICES
December 4, 1989 - May 25, 1990
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
June 6, 1989 - November 21, 1989
FIRST IMPERIAL INVESTOR SERVICES, INC.
September 20, 1988 - July 1, 1989
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
February 26, 1987 - September 9, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
