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Kevin Christopher Pilot

CRD# 1622559·Registered 1987 - 2011
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Christopher Pilot was a registered financial advisor. Kevin was a previously registered financial advisor and started their career in finance 1987 - 2011. Kevin had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

PRIVATE WEALTH ADVISORS·CRD# 130317
RIA
San Clemente, CA
March 26, 2008 - August 22, 2011
SURFSIDE ASSET MANAGEMENT·CRD# 130317
RIA
San Clemente, CA
May 18, 2005 - December 31, 2005
PRO-INTEGRITY SECURITIES, INC.·CRD# 44707
BD
Longview, TX
November 26, 2001 - December 17, 2002
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
September 27, 1999 - June 19, 2001
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Knoxville, TN
April 23, 1994 - September 23, 1998
GLENFED BROKERAGE SERVICES·CRD# 13648
BD
Glendale, CA
June 21, 1990 - April 19, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION·CRD# 14229
BD
Northridge, CA
December 4, 1989 - May 25, 1990
FIRST IMPERIAL INVESTOR SERVICES, INC.·CRD# 20722
BD
June 6, 1989 - November 21, 1989
GREAT WESTERN FINANCIAL SECURITIES CORPORATION·CRD# 14229
BD
Northridge, CA
September 20, 1988 - July 1, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
February 26, 1987 - September 9, 1988

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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