Kevin D. Klenke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Donald Klenke was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1992. Kevin had worked at 14 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2015 - August 25, 2015
BTIG, LLC
September 30, 2014 - April 13, 2015
MAXIM GROUP LLC
November 14, 2013 - July 1, 2014
OPPENHEIMER & CO. INC.
April 1, 2011 - January 18, 2012
SANFORD C. BERNSTEIN & CO., LLC
May 25, 2010 - March 9, 2011
HAPOALIM SECURITIES USA, INC.
March 29, 2007 - May 20, 2008
WELLS FARGO SECURITIES, LLC
August 1, 2005 - November 29, 2005
TULLETT PREBON FINANCIAL SERVICES LLC
March 11, 2003 - January 2, 2004
KNIGHT CAPITAL AMERICAS, L.P.
March 11, 2003 - January 7, 2004
KNIGHT EXECUTION PARTNERS LLC
September 25, 2000 - February 27, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 1998 - May 10, 2000
BANC OF AMERICA SECURITIES LLC
May 12, 1997 - May 5, 1998
UBS SECURITIES LLC
October 23, 1995 - May 1, 1997
MILLER TABAK HIRSCH & CO.
July 20, 1992 - April 27, 1995
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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