Robert Chiarella
Professional summary
Robert Chiarella is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in New York, New York and MORGAN STANLEY DISTRIBUTION, INC. located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Chiarella's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2023 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 1585 Broadway, New York, NY 10036August 13, 2025 - Present
MORGAN STANLEY DISTRIBUTION, INC.
Office #1: 1585 Broadway, New York, NY 10036April 12, 2021 - August 28, 2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
November 27, 2018 - August 11, 2023
UBS FINANCIAL SERVICES INC.
August 29, 2016 - November 5, 2018
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
August 11, 2011 - June 12, 2017
BROWN BROTHERS HARRIMAN & CO.
August 31, 2009 - July 13, 2011
ADVISORS ASSET MANAGEMENT, INC.
May 12, 2003 - May 13, 2009
UBS FINANCIAL SERVICES INC.
March 21, 1989 - November 26, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2023)
(9/27/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MORGAN STANLEY DISTRIBUTION, INC.
CRD#: 30344 / SEC#: , 8-44766
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| SCHOEN, SAMANTHA JANE | DIRECTOR | 7006907 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT AND DIRECTOR | 2034689 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
