William M. Saig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Mark Saig, who also goes by Bill Saig, William Mark Saig, William Saig, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1999. William had worked at 17 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2024 - November 6, 2025
WORLD EQUITY GROUP, INC.
May 5, 2022 - July 17, 2023
CUNA BROKERAGE SERVICES, INC.
March 17, 2022 - April 22, 2022
PRUCO SECURITIES, LLC.
March 12, 2021 - March 18, 2022
ALLSTATE FINANCIAL SERVICES, LLC
June 26, 2019 - February 14, 2020
FNEX CAPITAL, LLC
October 19, 2018 - June 3, 2019
FDX CAPITAL LLC
August 27, 2016 - January 18, 2017
FNEX CAPITAL, LLC
September 30, 2013 - April 8, 2015
SYMETRA SECURITIES, INC.
April 25, 2012 - September 30, 2013
SIGNATOR FINANCIAL SERVICES, INC.
February 22, 2012 - May 1, 2012
MIDAMERICA FINANCIAL SERVICES, INC.
April 17, 2007 - November 2, 2010
COREBRIDGE CAPITAL SERVICES, INC.
June 1, 2006 - April 16, 2007
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
May 18, 2005 - June 1, 2006
EVERLAKE DISTRIBUTORS, LLC
November 19, 2002 - May 20, 2005
TOWER SQUARE SECURITIES, INC.
April 25, 2001 - March 25, 2002
GUARDIAN INVESTOR SERVICES LLC
July 14, 2000 - September 5, 2000
ING FUNDS DISTRIBUTOR, INC.
March 30, 2000 - April 5, 2001
DIRECTED SERVICES LLC
December 7, 1999 - February 10, 2000
LOCUST STREET SECURITIES, INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
