Daria M. Sciortino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daria Marie Sciortino, who also goes by Daria Marie Longo, Daria Marie Sciortino, was a registered financial professional .
Daria is a previously registered financial professional and started their career in finance in 1988. Daria had worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2021 - June 4, 2025
MODERN CAPITAL SECURITIES INC.
August 3, 2017 - January 9, 2020
IMST DISTRIBUTORS, LLC
May 21, 1999 - December 31, 2015
CADARET, GRANT & CO., INC.
October 19, 1988 - June 23, 1997
USLIFE EQUITY SALES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MODERN CAPITAL SECURITIES INC.
CRD#: 130876 / SEC#: , 8-66403
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
