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JA

Joseph G. Abela

HARTFIELD, TITUS & DONNELLY
Jersey City, NJ 07310
Some features on this profile are disabled
CRD#: 1621781
JA

Professional summary

Joseph Gerard Abela is a registered financial professional currently at HARTFIELD, TITUS & DONNELLY, LLC located in Jersey City, New Jersey.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1989. Joseph has worked at 10 firms and has passed the Series 63, Series 52TO, Series 72, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Gerard Abela's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2014 - Present

HARTFIELD, TITUS & DONNELLY, LLC

Office #1: 111 Town Square Place Suite 1500, Jersey City, NJ 07310
BD
CRD#: 7117
Jersey City, NJ
Past

May 8, 2007 - December 31, 2013

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY
Past

August 1, 2003 - May 9, 2007

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
JERSEY CITY, NJ
Past

January 31, 2002 - May 9, 2007

ICAP SECURITIES USA LLC

BD
CRD#: 19739
JERSEY CITY, NJ
Past

August 16, 1999 - April 26, 2000

INTERCAPITAL GOVERNMENT SECURITIES INC.

BD
CRD#: 19710
NEW YORK, NY
Past

July 15, 1996 - January 25, 2002

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY
Past

February 21, 1992 - November 1, 2001

GARBAN CAPITAL MARKETS LLC

BD
CRD#: 19738
JERSEY CITY, NJ
Past

February 21, 1992 - August 1, 2003

INTERCAPITAL SECURITIES LLC

BD
CRD#: 20004
JERSEY CITY, NJ
Past

April 2, 1991 - February 14, 1992

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

May 17, 1990 - April 2, 1991

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

November 22, 1989 - April 7, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/3/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 6/30/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/1989
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HT
HARTFIELD, TITUS & DONNELLY, LLC
HARTFIELD, TITUS & DONNELLY, LLC | J. F. HARTFIELD & CO., INC.

CRD#: 7117 / SEC#: , 8-18974

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
111 Town Square Place, Jersey City, NJ 07310
Mailing Address
111 Town Square Place, Jersey City, NJ 07310
Phone number
(201) 217-5587
Established
New Jersey since 10/04/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PURPORA CONSULTING,INC.DIRECT OWNER
CALDAS, JOSEPH JAMESDIRECT OWNER501739
CARRINGTON, MICHAEL SUGHRUEDIRECT OWNER2716358
EMANUEL, PAUL JOSEPHDIRECT OWNER2330590
INFUSINO, RICHARD ANGELO JRDIRECT OWNER5668679
MUSTACCHIO, LOUIS JOSEPH JRDIRECT OWNER1656435
O'MALLEY, DEREK JOHNDIRECT OWNER4369620
PAULEY, MATTHEW CHRISTOPHERDIRECT OWNER2280671
FERRERI, CHRISTOPHER CHARLESDIRECT OWNER1677406
GEORGE, MICHAEL THEODOREFINOP & TREASURER
HOFFMAN, EDWARD KELLYDIRECT OWNER2295024
JOHNSON, MARYBETHDIRECT OWNER2123615
MCCUE, JAMES GERARDDIRECT OWNER2037468
MULVIHILL, CAROLYN CROWEDIRECT OWNER1968504
NOTINE, TODD ROBERTDIRECT OWNER1595766
PALLARINO, JOHN GUYDIRECT OWNER2282884
SMITH, EDWARD JOHNEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND DIRECT OWNER4161601
VANDERBEEK, TAYLOR JAMESDIRECT OWNER6339397
VINJE, NATALIE GRIFFINDIRECT OWNER3135251

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARTFIELD, TITUS & DONNELLY, LLC

CRD#: 7117Jersey City, NJ 07310

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