Benny J. Siebler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benny James Siebler, who also goes by Ben Siebler, was a registered financial professional .
Benny is a previously registered financial professional and started their career in finance in 1987. Benny had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - July 18, 2025
AMERITAS ADVISORY SERVICES, LLC
July 17, 1997 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
February 28, 1997 - July 18, 2025
AMERITAS INVESTMENT COMPANY, LLC
September 5, 1990 - February 28, 1997
OSAIC WEALTH, INC.
July 31, 1990 - July 31, 1990
AMERITAS INVESTMENT COMPANY, LLC
July 20, 1990 - September 4, 1990
MARKETING ONE SECURITIES, INC.
July 10, 1990 - July 31, 1990
AMERITAS INVESTMENT COMPANY, LLC
February 26, 1987 - July 16, 1990
MARKETING ONE SECURITIES, INC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
