Linda L. Maberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Louise Maberry, who also goes by Linda Louise Baum, Linda Louise Dewinne, Dewinne Maberry, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1987. Linda had worked at 18 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2012 - September 1, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
January 24, 2012 - September 1, 2021
ALLSTATE FINANCIAL SERVICES, LLC
October 23, 2009 - February 4, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - February 4, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 15, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 10, 2007 - August 18, 2008
CHASE INVESTMENT SERVICES CORP.
January 8, 2007 - August 18, 2008
CHASE INVESTMENT SERVICES CORP.
February 17, 2006 - December 1, 2006
LOWELL & COMPANY, INC.
August 9, 2002 - March 17, 2006
INVESTMENT PROFESSIONALS, INC.
July 31, 2002 - August 9, 2002
WELLS FARGO INVESTMENTS, LLC
June 4, 2001 - July 30, 2002
MARQUETTE FINANCIAL GROUP, INC.
November 2, 2000 - May 21, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 16, 2000 - October 13, 2000
BBVA COMPASS INVESTMENT SOLUTIONS, INC
November 7, 1997 - February 9, 2000
CETERA WEALTH SERVICES, LLC
January 30, 1997 - October 23, 1997
WELLS FARGO BROKERAGE SERVICES, L.L.C.
January 3, 1996 - April 8, 1997
FIMI SECURITIES, INC.
July 19, 1994 - January 23, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
November 6, 1991 - August 13, 1992
WILSON PARKER CONNALLY STEPHENSON INC
May 5, 1989 - November 28, 1989
CETERA INVESTMENT SERVICES LLC
February 26, 1987 - December 2, 1987
INDEPENDENT BROKERAGE CORPORATION OF AMERICA, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
