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David E. Nieset

Some features on this profile are disabled
CRD#: 1621370
DN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Edwin Nieset, who also goes by David E Nieset, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1987. David had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David E Nieset

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 13, 2025 - April 8, 2026

GENERATIONAL WEALTH MANAGEMENT

RIA
CRD#: 281330
SOUTH BEND, IN
Past

December 2, 2021 - March 4, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
SOUTH BEND, IN
Past

December 2, 2021 - March 4, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
SOUTH BEND, IN
Past

November 23, 1998 - December 3, 2021

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
MISHAWAKA, IN
Past

August 9, 1994 - December 1, 2021

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
South Bend, IN
Past

December 8, 1993 - August 5, 1994

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

August 1, 1990 - December 31, 1991

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

May 23, 1988 - December 13, 1989

ANDOVER SECURITIES, INC.

BD
CRD#: 16903
KANSAS CITY, MO
Past

May 29, 1987 - December 15, 1987

INVESTMENT BROKERS OF AMERICA

BD
CRD#: 14607
Past

February 17, 1987 - June 5, 1987

PFS INVESTMENTS INC.

BD
CRD#: 10111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENERATIONAL WEALTH MANAGEMENT
GEN-WEALTH PARTNERS | GENERATIONAL WEALTH MANAGMENT | GENERATIONAL WEALTH MANAGEMENT | GEN-WEALTH PARTNERS, INC.

CRD#: 281330 / SEC#: 801-118828

RIA
Registered Investment Advisory firm - (6/1/2020 Approved)
Indiana
Registered Investment Advisory firm - (8/27/2020 Terminated)
Michigan
Registered Investment Advisory firm - (8/21/2020 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/13/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/13/1987
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GW
GENERATIONAL WEALTH MANAGEMENT
GEN-WEALTH PARTNERS | GENERATIONAL WEALTH MANAGMENT | GENERATIONAL WEALTH MANAGEMENT | GEN-WEALTH PARTNERS, INC.

CRD#: 281330 / SEC#: 801-118828

RIA
Registered Investment Advisory firm - (6/1/2020 Approved)
Indiana
Registered Investment Advisory firm - (8/27/2020 Terminated)
Michigan
Registered Investment Advisory firm - (8/21/2020 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
244 East Main Avenue, Zeeland, MI 49464
Mailing Address
Phone number
(616) 931-1270
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (11/12/2025)

Regulatory assets under management

Total Number of Accounts1,751
AUM (Assets Under Management)$ 299,652,790

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/04/2026
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GENERATIONAL WEALTH MANAGEMENT

CRD#: 281330

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Contact information

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