David E. Nieset

GENERATIONAL WEALTH MANAGEMENT

SOUTH BEND, IN 46613

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CRD#: 1621370

Professional summary

David Edwin Nieset, who also goes by David E Nieset, is a registered financial advisor currently at GENERATIONAL WEALTH MANAGEMENT located in South Bend, Indiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David E Nieset

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 12/15/2022 - The Business Center - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Manager - Start Date - 09/01/2021 - 40 Hours Per Month/40 Hours During Securities Trading 2) 11/14/2023 - AIM - Inv Related - At Reported Business Location(S) - Non-Variable Insurance - Agent - Start Date: 04/05/2002 - 10 Hrs/Mo During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edwin Nieset's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2025 - Present

GENERATIONAL WEALTH MANAGEMENT

Office #1: 1432 Lincoln Way East, South Bend, IN 46613

RIA

CRD#: 281330

SOUTH BEND, IN

Past

December 2, 2021 - March 4, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

SOUTH BEND, IN

Past

December 2, 2021 - March 4, 2025

LPL FINANCIAL LLC

CRD#: 6413

SOUTH BEND, IN

Past

November 23, 1998 - December 3, 2021

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

MISHAWAKA, IN

Past

August 9, 1994 - December 1, 2021

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

South Bend, IN

Past

December 8, 1993 - August 5, 1994

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

August 1, 1990 - December 31, 1991

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

May 23, 1988 - December 13, 1989

ANDOVER SECURITIES, INC.

CRD#: 16903

KANSAS CITY, MO

Past

May 29, 1987 - December 15, 1987

INVESTMENT BROKERS OF AMERICA

CRD#: 14607

Past

February 17, 1987 - June 5, 1987

PFS INVESTMENTS INC.

CRD#: 10111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENERATIONAL WEALTH MANAGEMENT

GEN-WEALTH PARTNERS | GENERATIONAL WEALTH MANAGMENT | GENERATIONAL WEALTH MANAGEMENT | GEN-WEALTH PARTNERS, INC.

CRD#: 281330 / SEC#: 801-118828

RIA

Registered Investment Advisory firm - (6/1/2020 Approved)

Indiana

Registered Investment Advisory firm - (8/27/2020 Terminated)

Michigan

Registered Investment Advisory firm - (8/21/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/13/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GENERATIONAL WEALTH MANAGEMENT

GEN-WEALTH PARTNERS | GENERATIONAL WEALTH MANAGMENT | GENERATIONAL WEALTH MANAGEMENT | GEN-WEALTH PARTNERS, INC.

CRD#: 281330 / SEC#: 801-118828

RIA

Registered Investment Advisory firm - (6/1/2020 Approved)

Indiana

Registered Investment Advisory firm - (8/27/2020 Terminated)

Michigan

Registered Investment Advisory firm - (8/21/2020 Terminated)

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Contact information

Main Address

244 East Main Avenue, Zeeland, MI 49464

Mailing Address

Phone number

(616) 931-1270

Established

Firm type

Fiscal year end

# of Employees

111

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (4/14/2025)

Regulatory assets under management

Total Number of Accounts	1,751
AUM (Assets Under Management)	$ 299,652,790

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David E. Nieset

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edwin Nieset's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

OSAIC FS, INC.

PRUCO SECURITIES, LLC.

ANDOVER SECURITIES, INC.

INVESTMENT BROKERS OF AMERICA

PFS INVESTMENTS INC.

Primary Firm SEC Registration

GENERATIONAL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 2/13/1987

SIE

Date: 10/1/2018

Series 6

Date: 2/13/1987

Current Firm

GENERATIONAL WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENERATIONAL WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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