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David Edwin Nieset

ADVISOR SHARE WEALTH MANAGEMENT
NILES, MI
·CRD# 1621370·39 years experience

Professional Summary

David Edwin Nieset, who also goes by David E Nieset, is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Niles, Michigan. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David E Nieset

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ADVISOR SHARE WEALTH MANAGEMENT, LLC·CRD# 307997
RIA
Niles, MI
October 9, 2026 - Present
GENERATIONAL WEALTH, INC.·CRD# 281330
RIA
South Bend, IN
March 13, 2025 - April 8, 2026
LPL FINANCIAL LLC·CRD# 6413
RIA
South Bend, IN
December 2, 2021 - March 4, 2025
LPL FINANCIAL LLC·CRD# 6413
BD
South Bend, IN
December 2, 2021 - March 4, 2025
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Mishawaka, IN
November 23, 1998 - December 3, 2021
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
South Bend, IN
August 9, 1994 - December 1, 2021
OSAIC FS, INC.·CRD# 3870
BD
Fort Wayne, IN
December 8, 1993 - August 5, 1994
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
August 1, 1990 - December 31, 1991
ANDOVER SECURITIES, INC.·CRD# 16903
BD
Kansas City, MO
May 23, 1988 - December 13, 1989
INVESTMENT BROKERS OF AMERICA·CRD# 14607
BD
May 29, 1987 - December 15, 1987
PFS INVESTMENTS INC.·CRD# 10111
BD
February 17, 1987 - June 5, 1987

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Current Firm

AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - SEC (1/3/2023 Approved)
Michigan
Registered Investment Advisory firm - Michigan (1/19/2023 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (2/13/2023 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (5/22/2023 Cancelled)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Phone Number

(866) 232-3251

# of Employees

47

SEC notice filing (34 States and Territories)

Registered to provide investment advisory services in 34 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (8/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,531

AUM (Assets Under Management)

$376,943,321

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Business Center; Not investment-related; 1142 Lincoln Way East South Bend, IN 46613; Traditional accounting, bookkeeping, and tax prep; Owner/EA/Tax Preparer, started 09/01/2021; Devotes 40 hours/month, 40 during trading; provide accounting and tax preparation services.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - SEC (1/3/2023 Approved)
Michigan
Registered Investment Advisory firm - Michigan (1/19/2023 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (2/13/2023 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (5/22/2023 Cancelled)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Michigan
(10/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1987About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view David Edwin Nieset's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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