Evelyn K. Simmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evelyn Kottle Simmons was a registered financial advisor .
Evelyn is a previously registered financial advisor and started their career in finance in 1987. Evelyn had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2000 - April 25, 2001
CGS FINANCIAL INC.
January 1, 2000 - December 31, 2003
FINANCIAL SOLUTIONS, LLC
February 26, 1988 - November 27, 2000
SIMMONS & BISHOP CO. INC.
January 21, 1987 - March 7, 1988
KENNEDY, CABOT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CGS FINANCIAL INC.
CRD#: 43125 / SEC#: , 8-50143
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
