Mark D. Gibbs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark David Gibbs was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2015 - December 21, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
March 12, 2014 - May 29, 2014
CAPITOL SECURITIES MANAGEMENT, INC.
March 12, 2014 - May 29, 2014
CAPITOL SECURITIES MANAGEMENT, INC.
February 13, 2013 - November 14, 2013
NATIONWIDE SECURITIES, LLC
January 15, 2013 - November 14, 2013
NATIONWIDE SECURITIES, LLC
March 9, 2010 - March 30, 2011
KESTRA INVESTMENT SERVICES, LLC
March 7, 2008 - July 30, 2009
ASHTON THOMAS SECURITIES, LLC
April 2, 2007 - September 5, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - September 5, 2007
MORGAN STANLEY & CO. LLC
January 16, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
December 4, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
May 16, 2005 - December 31, 2005
MML INVESTORS SERVICES, LLC
April 28, 2004 - May 2, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 25, 2004 - May 2, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2001 - September 6, 2002
WOODBURY FINANCIAL SERVICES, INC.
June 5, 2000 - February 2, 2001
PITTSFORD CAPITAL MARKETS, INC
November 9, 1993 - December 31, 2000
WOODBURY FINANCIAL SERVICES, INC.
January 15, 1990 - November 18, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 15, 1990 - November 18, 1993
SIGNATOR INVESTORS, INC.
July 29, 1988 - January 30, 1989
ESSEX CAPITAL MARKETS, INC.
July 7, 1987 - May 11, 1988
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
