Lori D. Powell

ELEVAGE PARTNERS

Reno, NV

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CRD#: 1620919

Professional summary

Lori Darlene Powell, who also goes by Lori Darlene Miser, is a registered financial advisor currently at ELEVAGE PARTNERS, LLC located in Reno, Nevada.

Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Lori has worked at 17 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori Darlene Miser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Darlene Powell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2021 - Present

ELEVAGE PARTNERS, LLC

RIA

CRD#: 158386

Reno, NV

Past

March 10, 2016 - January 5, 2021

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

September 25, 2012 - March 21, 2016

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

COLUMBUS, OH

Past

January 28, 2011 - January 5, 2021

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

April 7, 2010 - January 6, 2011

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

April 7, 2010 - January 6, 2011

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

March 31, 2009 - May 29, 2009

GUGGENHEIM INVESTMENTS

RIA

CRD#: 105477

NAPA, CA

Past

March 13, 2000 - May 29, 2009

SECURITY DISTRIBUTORS

CRD#: 3336

TOPEKA, KS

Past

December 22, 1998 - October 12, 1999

METLIFE INVESTORS SALES COMPANY

CRD#: 15950

OAKBROOK TERRACE, IL

Past

March 6, 1998 - September 3, 1998

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

March 20, 1997 - August 20, 1997

AFSG SECURITIES CORPORATION

CRD#: 18374

CEDAR RAPIDS, IA

Past

June 26, 1995 - November 19, 1996

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

October 15, 1992 - August 5, 1994

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

Past

July 26, 1989 - October 9, 1992

ASB FINANCIAL SERVICES

CRD#: 24280

IRVINE, CA

Past

November 22, 1988 - June 8, 1989

GFC SECURITIES CORPORATION

CRD#: 10665

Past

November 3, 1988 - June 27, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 7, 1988 - November 3, 1988

CHRISTOPHER WEIL & COMPANY, INC

CRD#: 6566

Past

March 29, 1988 - July 13, 1988

BWS, INC.

CRD#: 17569

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVAGE PARTNERS, LLC

CRD#: 158386 / SEC#: 801-112475

RIA

Registered Investment Advisory firm - (2/20/2018 Approved)

California

Registered Investment Advisory firm - (6/29/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2016 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/27/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Current Firm

ELEVAGE PARTNERS, LLC

CRD#: 158386 / SEC#: 801-112475

RIA

Registered Investment Advisory firm - (2/20/2018 Approved)

California

Registered Investment Advisory firm - (6/29/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2016 Failure to Renew)

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Contact information

Main Address

5470 Kietzke Lane Suite 300, Reno, NV 89511

Mailing Address

18124 Wedge Pkwy Suite 537, Reno, NV 89511

Phone number

(800) 725-1622

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEVAGE PARTNERS, LLC FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 147,025,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lori D. Powell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Darlene Powell's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE SECURITIES, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

GUGGENHEIM INVESTMENTS

SECURITY DISTRIBUTORS

METLIFE INVESTORS SALES COMPANY

MFS FUND DISTRIBUTORS, INC.

AFSG SECURITIES CORPORATION

CAPITAL BROKERAGE CORPORATION

KEMPER FINANCIAL SERVICES, INC.

ASB FINANCIAL SERVICES

GFC SECURITIES CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

CHRISTOPHER WEIL & COMPANY, INC

BWS, INC.

Primary Firm SEC Registration

ELEVAGE PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2009

Series 63

Date: 4/27/1988

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1988

Series 24

Date: 1/2/2023

Current Firm

ELEVAGE PARTNERS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVAGE PARTNERS, LLC

TRUST BUT VERIFY

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